Tuesday, February 26, 2013

Reuters: Regulatory News: FINRA to appeal ruling on Charles Schwab class-action ban

Reuters: Regulatory News
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FINRA to appeal ruling on Charles Schwab class-action ban
Feb 26th 2013, 21:15

Tue Feb 26, 2013 4:15pm EST

Feb 26 (Reuters) - The Financial Industry Regulatory Authority, Wall Street's industry-funded regulator, said on Tuesday that it is in the process of filing an appeal on a ruling last week that allowed retail brokerage Charles Schwab Corp's requirement that customers sign a class-action waiver.

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