Wed Dec 26, 2012 10:21am EST
Dec 26 (Reuters) - : * Finra says orders pruco securities to pay more than $10.7 million restitution
for improper pricing of mutual fund orders; imposes $550,000 fine * Finra orders restitution to customers who placed mutual fund orders from late
2003 to June 2011 and received inferior prices * Finra says pruco neither admitted nor denied charges in agreeing to settle
0 comments:
Post a Comment